5.3 Closure processes

  • 5.3.1 The appropriate closure form should be completed via route A or B. 

    All proposals for closure must, in due course, include the following information:

    • Clear rationale for closure
    • Arrangements for phasing out the provision, or the identification of alternative provision, bearing in mind the University’s contractual obligations to existing students and applicants holding offers
    • Note: the aim of these arrangements should, wherever possible, be to enable existing students to continue on their current programme and complete the Brookes award for which they are registered
    • Measures to be taken to protect the quality of the provision being phased out
    • Evidence of consultation with all relevant stakeholders, including students and staff

    Route A: Administrative closure 

    For programmes that have never recruited or have no remaining students, or programmes being replaced through re-validation process

    5.3.2 Where there are no students or applicants on a programme, and the programme is to be archived, then T2.16 Programme Closure Form (Route A) should be completed by the appropriate Programme Lead or Liaison Manager (for collaborative provision), signed off by the Faculty AESC and sent to APQO, via the link QAO. APQO will notify the Student & Course Administration Team (Student Central) and Admissions Office, and the University Academic Enhancement & Standards Committee.  

    5.3.3 Where existing provision is to be replaced by a new programme in the same subject area, the implementation plan for the new provision, and phasing out of the old programme, will be outlined in the new programme submission document and in the report of the programme approval panel. T2.16 Programme Closure Form (Route A) should be completed by the Programme Lead, checked by the Student & Course Administration Team, and attached to the submission document, for processing on the course record system after the new programme approval event. 

    Route B: Closure of programmes with remaining students and/or current applicants

    Faculty Executive 

    5.3.4 When a proposal is made to close a programme on which students are currently studying, or for which applicants are holding offers of a place, a risk assessment (guidance to be provided) should initially be undertaken by the Programme Lead or Subject Coordinator (or Liaison Manager, for collaborative arrangements) and the Faculty PLQA, in order to make recommendations about the process that should be followed in order to address the key issues as appropriate to the provision under consideration. The Head of the Department/School managing the provision should then submit the rationale for the closure, the initial risk assessment and the proposed closure process (including exit group membership) to the Faculty Executive group for approval. The Faculty Executive should then take a view on whether the PVC/Dean should submit a rationale for the closure to SMT, for approval of the decision to initiate the closure process. Once the appropriate level of executive support has been secured, the closure process may proceed.

    Setting up an exit group

    5.3.5 Once the decision has been made by the Faculty Executive to close a programme with current students and/or applicants (see 5.3.4 above), an exit group should be convened to oversee the agreed closure process. The membership of a full exit group is given in 5.3.6 below; however, the size and membership of this group for a particular case will be determined by the initial assessment of the nature and severity of the risks and the likely issues that will need to be addressed (the minimum membership is indicated by asterisks – representation from Legal Services, Communications, and the Faculty Head of Finance & Planning should also be included for collaborative arrangements).

    • If the provision is managed by a single Faculty, the exit group chair will be nominated by, and report to, the Faculty Executive group.
    • If the exit group is to oversee the closure of a number of programmes managed by several Faculties, for example, in the case of the closure of a collaborative partnership delivering a range of provision, the chair will be appointed by the University SMT, to whom the exit group will be accountable until the final exit arrangements have been agreed and implemented (this may, in some cases, require only one meeting).  

    Membership and role of the exit group 

  • 5.3.6 The membership of the exit group must be approved by either the Faculty Executive group or SMT (depending on the group to which it reports), and may include some or all of the following, depending on the process agreed, as per 5.3.4 above: 

    • Chair, nominated by Faculty Executive (or by SMT, in the case of multi-Faculty provision)
    • Secretary, nominated by the Chair 
    • *Associate Dean/s Student Experience, and/or PLQA/s 
    • Associate Dean/s Strategy & Development, and/or PLCP/s 
    • Head/s of Department/School affected 
    • *Programme Lead/Subject Coordinator/Liaison Manager, as appropriate 
    • Faculty Head/s of Finance & Planning 
    • Faculty Head/s of Administration & Support Services, or Academic Administration Manager/s 
    • *Faculty link Quality Assurance Officer, or (for multi-Faculty exit groups) the Head of APQO 
    • Legal Services representative 
    • Human Resources Business Partner 
    • Communications team representative 
    • Academic Registrar, or nominee 
    • *Head of Admissions (or their nominee) should be included if applicants are holding offers for places on the programme that is to be closed and the Academic Registrar is unable to attend the exit group

    5.3.7 The role of the exit group is to:

    • to draw up and monitor an action plan for the exit process, ensuring all key players understand their responsibilities and the timescales for action
    • carry out a risk assessment on the action plan to ensure that all relevant legal, financial, HR and QA issues are taken into consideration in completing the programme closure form. T2.18 Programme closure risk assessment tool is available which exit group Chairs may find useful when reporting on progress to FEG/SMT (see final bullet point below)
    • ensure that appropriate consultation is carried out with students; and clear information is provided about the arrangements that are to be put in place for the remainder of their programme of study
    • ensure that appropriate consultation is carried out with staff, including relevant union representatives; and that clear information is provided about the implications of the closure on their employment (referring to the HR guidance on handling redundancies and redeployments
    • ensure that consultation with relevant professional, statutory or regulatory body/ies and other key stakeholders (e.g. partner organisations, funding bodies) is undertaken
    • agree on the point at which applications to the provision should be suspended, and on the means and content of communications with applicants who are already in the system (if no further applications are to be accepted, the Course & Student Administration Team should be notified at this point in order to close recruitment to the programme – CSAT will accept a draft closure form as the authority to do this)
    • agree on the means and timing of internal and external communications, and the processes to be used for approving message content
    • draw up the proposed teach-out and quality assurance arrangements to be put in place to enable existing students to complete their programme of study, for approval by University AESC, and subsequent monitoring by Faculty AESC(s)
    • the Chair will report regularly on progress to the Faculty Executive Group or SMT, as appropriate
  • End point of exit group

    5.3.8 The end point of the exit group’s work, once all the issues referred to in 6.3.7 above have been satisfactorily resolved, is the completion of T2.17 Programme closure form (Route B), which should be submitted together with the initial risk assessment and a report on phasing out costs, for approval by the Faculty Executive group, or SMT (if more than one Faculty is involved). 

    5.3.9 The approved closure form will then be submitted, via the Faculty link QAO, to Faculty AESC for consideration of the teaching out and quality assurance arrangements to ensure they are sufficient to protect the interests of any remaining students. AESC will approve the removal of the programme from the University’s portfolio on behalf of Academic Board. The Faculty AESC will be responsible for monitoring the teaching out plans once approved by AESC and the exit group is not required to continue beyond approval of the closure form by the Faculty Executive. However, in some, more complex cases – for example the closure of a partnership involving more than one Faculty - the original exit group may continue to meet from time to time, to review progress with/share experiences of teach-out arrangements and, if necessary, recommend further action to the relevant Faculty AESCs, Faculty Executive Groups or SMT.

    5.3.10 Once approved, the APQO will report the outcomes of the closure process to relevant Offices of the Directorate of Academic & Student Affairs, to ensure that prospectus and UCAS entries are amended, and eCSIS and other definitive programme information is updated. Once all remaining students have completed the programme, the CSAT will designate it as ‘archived’ on the system.