1. Purpose
1.1. The purpose of this policy is to:
- Communicate the University’s commitment to encouraging positive professional relationships between students and staff members, whilst protecting students from the harm that may result from the power imbalances that can arise from relationships that transgress the bounds of professional conduct.
- Communicate the University’s position and expectations in respect of consensual relationships between students and staff members with professional responsibility for them.
- Provide guidance on how such relationships that predate the introduction of this policy and/or were in existence before the staff member had professional responsibility for a student should be managed.
2. Scope
2.1. This policy statement applies to:
- All individuals (referred to collectively as ‘members of staff’ in the context of this policy, regardless of their contractual relationship with the University) working on University premises or in a hybrid capacity, whether under a formal contract of employment; as a casual paid worker; on a sub-contracted or self-employed basis; as an agency worker; as an academic visitor; or any other individual to whom the University offers any of the privileges or facilities normally available to its employees, whether remunerated or not.
- All members of staff working or acting on the University’s behalf, or otherwise representing the University, away from University premises, e.g. at sporting events or in the capacity of ‘flying faculty’.
- All students, meaning any individual studying a course at any level and provided in any manner or form by, or on behalf of, the University; or applicants and offer holders for such courses. It is also inclusive of visiting or exchange students, and all students who are registered for a course, even if their status is suspended.
2.2. Where a student undertakes employment within the University and, in that role, has academic or pastoral responsibilities for other students, this policy will apply to them as a staff member in the context of that employment.
2.3. This policy applies to consensual intimate and close personal relationships between a student and a staff member, where the staff member has direct or indirect academic or professional responsibilities in relation to that student, as defined in paragraphs 4.5. and 4.6.
2.4. It does not seek to prevent consensual relationships where no such responsibilities exist, but staff members are encouraged to carefully consider the potential consequences of entering into such a relationship. The responsibility for maintaining safe and professional boundaries always rests with the staff member.
2.5. Students studying through a partnership agreement with another institution may also be subject to the policies and procedures of the partner institution. Details about local practices will be set out in their Partner Handbook.
3. Principles
3.1. Oxford Brookes University recognises that positive professional relationships between staff and students are crucial to a student’s educational growth and wellbeing, and should be encouraged.
3.2. The University is also committed to maintaining high professional and ethical standards. Intimate or close personal relationships between students and staff with responsibility for them can lead to actual or perceived conflicts of interest and power imbalances. Such relationships can harm student welfare, undermine confidence in the academic process and pose risks to both the staff member and the University as a whole.
3.3. The University takes a zero tolerance approach to harassment and sexual misconduct. This policy concerns consensual relationships between members of staff and students; non-consensual behaviour (or allegations of behaviour where consent has been put into doubt) is covered by the University’s Anti-Harassment and Discrimination Policy.
4. Definitions
4.1. Abuse of power means a situation where a staff member with professional responsibility for a student uses their position of power in an unacceptable manner, whether consciously or not. This may include, but is not limited to, grooming, manipulation, coercion and pressuring others to engage in behaviour they do not feel comfortable with. Examples of detrimental and favourable treatment of students that may occur in the context of intimate or close personal relationships are provided in Appendix A.
4.2. An intimate personal relationship is a relationship with one or more students that involves one or more of the following elements, whether online or in person:
4.2.1. Physical intimacy, including isolated or repeated sexual activity; or
4.2.2. Romantic or emotional intimacy.
Emotional intimacy may be formed through grooming behaviours, which could result in, or constitute, an abuse of power. However, reference to ‘emotional intimacy’ should not prevent a member of staff from engaging compassionately and considerately with a student on a professional basis, for example, when engaging with students in distress.
4.3. Close personal relationships exclude intimate relationships but means a relationship where the nature, content, emotional involvement and/or frequency of interactions and/or communications between a staff member and a student transgress the boundaries of professional conduct, or may be reasonably perceived to do so. This includes interactions that take place in digital spaces. Further guidance on identifying close personal relationships and professional conduct is in Appendix B.
4.4. Excluded relationships means any ongoing intimate or close personal relationship with one or more students that:
- Existed before the policy commencement date and that remains in existence; or
- Existed before the date from which the staff member had any direct or indirect responsibilities in relation to that student.
4.5. Direct responsibility for a student is defined widely and includes any responsibility that can influence a student's education or wellbeing, including teaching, professional, pastoral or administrative responsibilities whether temporary or permanent and whether formally conferred on or voluntarily assumed by the staff member. It includes but is not limited to lecturing, teaching classes or seminars, overseeing projects or fieldwork, supervising, and setting and/or marking examinations or other assessments of any type. It also includes acting as a mentor, counsellor, sports coach, fitness and wellness practitioner or other pastoral role and making decisions over internships or work placements. There is further guidance in Appendix A.
4.6. Indirect responsibility for a student is where a staff member has an indirect ability to influence a student's academic experience, progression or wellbeing, whether on a temporary or permanent basis, and whether formally conferred on or voluntarily assumed by the staff member. This might particularly be the case for senior members of staff. There is further guidance in Appendix A.
4.7. A consensual relationship is a relationship between individuals who freely and actively agree to participate in that relationship. Giving consent is defined as agreeing and giving permission to interact with another person in any way that would impact on the personal boundaries of either party and is not exclusive to sexual consent.
5. Policy
5.1. To protect the welfare of students, and in the best interests of staff:
- With the exception of excluded relationships, staff members are prohibited from pursuing or entering into an intimate personal relationship with one or more students for whom they have direct or indirect academic or professional responsibilities.
- With the exception of excluded relationships, staff members are prohibited from pursuing or entering into any other close personal relationship that transgresses the boundaries of professional conduct with one or more students for whom they have direct or indirect academic or professional responsibilities.
5.2. Any breach by a staff member will result in the University taking appropriate steps in line with its disciplinary procedure, which may result in action up to and including dismissal of the staff member. The consequences of a policy breach will be appropriate and proportionate to the seriousness of the conduct that has taken place.
5.3. In the rare circumstances where this policy is breached unintentionally, for example where a staff member is unaware that the other party is a student and had no reasonable basis to suspect it, the staff member should inform their line manager or link Strategic People Partner as soon as they become aware of the situation.
5.4. There will be no disciplinary consequences for a student involved in a prohibited relationship or who fails to disclose an existing relationship unless another policy has been breached. Inappropriate behaviour by a student towards a member of staff or another student that amounts to sexual misconduct, physical misconduct, abusive behaviour, or otherwise breaches the University’s Anti-Harassment and Discrimination policy and/or Student Conduct Regulations, may lead to action being taken under the Student Conduct Procedure.
5.5. Members of staff must never enter into an intimate relationship with a student or any other person under eighteen years of age or with a student who is an ‘Adult at Risk’, irrespective of whether the member of staff has any responsibility for that person. Staff are reminded that intimate relationships involving students (including applicants or offer-holders) under the age of eighteen where the staff member is in a position of trust or where the student is an adult at risk could fall within the scope of the Sexual Offences Act 2003.
5.6. Anyone suspecting a member of staff of acting inappropriately towards a student or any other person under the age of eighteen or an adult at risk should refer to the Safeguarding of Children and Adults at Risk Policy and contact the Designated Safeguarding Officer, who may contact the Local Authority Designated Officer and/or the Police.
5.7. In cases where a criminal offence may have been committed, the University may also have a responsibility to report the matter to the Police. Such instances will include, but are not limited to, sexual violence, grooming or domestic abuse. If an incident is reported through the University’s procedures, this does not impact an individual's right to also report a matter to the Police.
5.8. Where an intimate or close personal relationship exists before a staff member has academic or professional responsibilities in relation to that student, it is the responsibility of the member of staff to inform their line manager or link Strategic People Partner, in order that appropriate alternative measures can be taken. For information on this process refer to Appendix C.
5.9. Where an intimate or close personal relationship between a staff member and student was in existence before the introduction of the policy and remains in existence it is the responsibility of the member of staff to inform their line manager or link Strategic People Partner so that an assessment can be made of any actual or perceived conflict of interest and/or actual or potential abuse of power. For information on this process refer to Appendix C.
5.10. Whilst not falling directly under the remit of this policy, any instance where a staff member has responsibility for a student with whom they have a relationship which might objectively be viewed as representing a conflict of interest (e.g. the student is a familial member or the child of a friend or professional contact) should also be reported using this process so that any actual or perceived conflicts of interest can be appropriately managed. The staff member should also refer to the University’s Conflict of Interest Policy.
5.11. If a member of staff is unsure whether a relationship with a student should be disclosed under this policy, the member of staff should disclose it.
5.12. When taking steps to manage actual or potential conflicts of interest and/or actual or potential abuse of power that arise in an existing intimate personal relationship, the University will take all reasonable steps to ensure that a student involved in a relationship is not disadvantaged.
6. Responsibility and implementation
6.1. All members of staff have a responsibility to ensure that they are aware of and understand this policy. They must disclose any required relationship in accordance with the policy and act in compliance at all times.
6.2. Any member of staff with responsibility for engaging and / or managing relationships with a third party, including, but not limited to, visiting industrial fellows, visiting research fellows, external examiners, affiliates, external consultants and temporary agency staff, are responsible for ensuring that the third party is made aware of the policy where they may have direct or indirect responsibility for a student.
6.3. Line managers are responsible for ensuring that their team members are aware of the policy and any amendments made to it, and for familiarising themselves with the procedures and available sources of support. They are also responsible for reporting any disclosures to their Head of School/Directorate.
6.4. Heads of Schools and Directorates are responsible for ensuring that up-to-date records of declarations and conflicts of interest are maintained. With support from the People Directorate, they should periodically review disclosures relating to the policy and any resulting protective actions.
6.5. The People Directorate are responsible for ensuring that this policy is maintained, available for all employees to view, and that appropriate supplementary guidance or training for staff is provided to support its implementation. They are also responsible for ensuring that appropriate support is available for staff members should a concern related to the policy be raised.*
6.6. The Academic and Student Administration Directorate (ASA) are responsible for providing advice to and support for students relating to this policy.
6.7. All roles involved in providing direct guidance and support to members of staff and students are responsible for ensuring that information is handled confidentially. Further information is set out in section 8.
6.8. The Directorate of Financial and Legal Services, Directorate of Sport and Active Wellness and Estates and Campus Services are responsible for ensuring that alignment with this policy is embedded into procurement procedures relating to service partners or contractors operating on University premises, and for ensuring that this policy is enacted through ongoing contract relationship management.
6.9. Deputy Pro-Vice Chancellors are responsible for ensuring that alignment with this policy is embedded into the establishment and ongoing management of educational partnership agreements and for ensuring that appropriate procedures for the management of this policy are in place.
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*Concerns may be raised via the Resolving Grievances at Work Policy
7. Data and confidentiality
7.1. Concerns raised and information disclosed under this policy should be treated in confidence by all parties as far as that is reasonably possible and consistent with safeguarding the welfare of students and staff. Information will only be shared on a need-to-know basis with members of staff who may be responsible for any required actions.
7.2. Information about an intimate or close personal relationship between a member of staff and a student may be placed on the member of staff’s personnel file. Records will be treated as confidential and will not be kept longer than necessary in accordance with the General Data Protection Regulations (GDPR) and the University’s Retention Schedule.
7.3. Communications regarding measures put in place as a result of this policy should, as far as possible, be non-judgmental, limited to essential facts, and not include details of the situation that gave rise to them.
8. Related documents and legislation
General documents
- Conflict of Interest Policy
Policy outlining the University's duty to prevent conflicts of interest. - Anti-Harassment and Discrimination Policy
Policy outlining the rights and responsibilities that all members of the University have in relation to working, studying and participating in University life in an environment free from discrimination, harassment, bullying and victimisation. - Data Protection
Policy detailing the rights and responsibilities that all members of the University have in relation to data protection. - Safeguarding of Children and Adults at Risk Policy
Policy outlining the roles and responsibilities for safeguarding. - Whistleblowing (Public Interest Disclosure) Policy
Policy outlining the means by which individuals who have a reasonable belief that there are significant matters of public interest that are causing concerns can report them and ensure that they are appropriately considered
Documents for staff
- Employment of relatives' guidance
Guidance on the employment of relatives and other people with close relationships to existing employees. - Code of Conduct for Staff
Framework outlining general expectations in relation to staff conduct including probity, conflict of interests and behaviour. The Anti-Harassment and Discrimination Policy forms part of this framework and expands on the Code of Conduct to outline the University’s expectations of conduct specific to this area - Resolving Grievances at Work Policy
Document setting out the policy for raising a grievance. - Staff Disciplinary Procedure
Document setting out the procedure that will be invoked if staff do not meet expected standards of behaviour
Documents for students
- Brookes Behaviour Policy
Document detailing expectations for student behaviour. The Anti-Harassment and Discrimination Policy forms part of this framework and expands on this document to outline the University’s expectations of conduct specific to this area. - Student Conduct Procedure
Document setting out the procedure that will be invoked if students do not meet expected standards of behaviour
