1. Principles
1.1. The University takes a zero tolerance approach to any form of discrimination, harassment, sexual misconduct, bullying and victimisation. Oxford Brookes expects all members of the University community to treat everyone - staff, students and visitors alike - with dignity and respect.
1.2. Zero tolerance means that Oxford Brookes will always take complaints of discrimination, harassment, sexual misconduct, bullying or victimisation seriously and will investigate complaints in a sensitive and timely manner. Appropriate and proportionate action will be taken, though this may mean different things in different situations; in some instances it could mean disciplinary action up to and including dismissal / expulsion, while in other cases informal action may be more appropriate. The proportionality of any sanctions will be determined by factors such as severity, impact, intent and power imbalances between the relevant parties. Zero tolerance does not mean going outside usual procedures or making hasty decisions; it means following a fair process, whilst treating everyone with dignity and respect.
2. Purpose
2.1. The purpose of this policy statement is to:
- Communicate the University’s commitment to promoting a culture of dignity and respect;
- Make it clear that discrimination, harassment, sexual misconduct, bullying and victimisation are never acceptable;
- Outline the rights and responsibilities that all members of the University have in relation to working, studying and participating in University life in an environment free from discrimination, harassment, bullying and victimisation.
3. Policy
3.1. The University is committed to the guiding principle of Inclusivity - we take positive steps to create an environment in which we celebrate and value difference, and provide equal opportunity to all. At Oxford Brookes we believe people flourish in a culture of respect and support, where we celebrate differences and thrive on each other’s success. We are proud of the diversity of the University community and seek to ensure that each individual is treated with dignity and respect, feels able to be themselves and is empowered to participate fully in the life of the University. Instances of discrimination, harassment, sexual misconduct, bullying and victimisation hinder the development of such an environment and have an impact on people’s self worth, wellbeing, and physical and psychological safety.
3.2. The University recognises the existence of societal and systemic factors that increase the likelihood of particular individuals and groups being subject to discrimination and harassment on the basis of their identity or the intersection of different aspects of their identity. The University actively seeks to understand, challenge and change the underlying structures, processes and attitudes that can lead to such issues perpetuating. This policy sits alongside our Equality, Diversity and Inclusion (EDI) Policy and Strategy, and supporting programme of work.
3.3. The University will take action to ensure that all staff, students and visitors are made aware of and have access to this policy statement and related procedures. We will take steps to ensure that all members of the University community are able to recognise and, where necessary, complain about any instances of discrimination, harassment, sexual misconduct, bullying or victimisation with confidence that their concerns will be treated seriously and sensitively and investigated promptly and fairly.
3.4. The University will ensure that all staff and students who are subject to or witness discrimination, harassment, sexual misconduct, bullying or victimisation receive appropriate support both to deal with the impact of the incident(s), whether or not they wish to report it, and to make a complaint, where they wish to do so. Support will also be offered to those accused of discrimination, harassment, sexual misconduct, bullying and victimisation. This includes a commitment to communicate clearly with affected parties throughout a complaints procedure.
3.5. The University recognises that many of our staff have a duty to manage the performance of others, whether that is through staff management or student supervision. Legitimate management conducted in a fair, proportionate and reasonable manner is unlikely to constitute discrimination, harassment, bullying or victimisation. However, staff should be aware of the power imbalances that exist in such relationships, must not abuse their authority and should ensure they are fair in their approach, setting reasonable performance and review standards that are communicated effectively.
3.6. Freedom of speech and academic freedom are protected by law, though these rights must be exercised within the law. The University is committed to maintaining an open environment where debate, challenge and dissent are permitted and expected; and where controversial and offensive ideas may be advanced within the context of legitimate academic debate.* The exposure of students to course material, discussions or views that they find offensive or unacceptable is unlikely to be considered harassment where this is part of their learning experience.
3.7. Intellectual and academic freedom is fundamental to the University's purpose, values, mission, teaching and research; the University's Code of Practice on Freedom of Speech therefore takes precedence over this policy in the case of any conflict.
3.8. This policy statement is underpinned by a framework of procedures and support mechanisms for staff, students and visitors. This includes procedures to deal with complaints in a timely and fair manner and details of support and advice available to staff and students who have experienced, witnessed or been accused of discrimination, harassment, sexual misconduct, bullying and victimisation.
3.9. The University is committed to an ongoing programme of activity to ensure that this policy, expected behaviours and the associated framework are clearly communicated and to build and reinforce a culture of dignity and respect, including through the provision of appropriate induction, guidance and training. We will actively seek feedback and learn from experience to continually improve our processes and wider culture.
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* The University recognises that the boundaries between freedom of expression and unlawful harassment are not always easily defined. However, helpful guidance has been published by the Equality and Human Rights Commission: Freedom of Expression: A Guide for Higher Education Providers and Students’ Unions in England and Wales
4. Scope
4.1. This policy statement applies to:
- All members of staff, both full-time and part-time, including temporary staff, affiliates, contracted staff and self-employed consultants, whether remunerated or not.
- All students, including those studying with Associate College Partners, international teaching partners and via distance learning.
- All visitors to the University, including external members appointed to University committees; external persons or agencies using the University’s premises, facilities or services; contractors working at the University; individuals and organisations working or acting on the University’s behalf, including suppliers of goods and services; applicants for study and employment, including offer holders; and members of the public participating in University activities.
4.2. This policy statement applies to any incident of discrimination, harassment, sexual misconduct, bullying and victimisation, as defined in section 5, that occurs on University premises. It also applies to incidents that occur away from University premises where staff, students or visitors are representing the University, undertaking University business, participating in University activities, attending University events or can be identified as being currently connected to the University, for example through wearing logoed tops or identity badges. For avoidance of doubt, this includes activities relating to sports events, sports club activities and sports committees.
4.3. This policy applies to incidents of discrimination, harassment, sexual misconduct, bullying and victimisation, within the bounds of paragraph 4.2, that happen in person, whether physically or verbally, and through other forms of communication, including but not limited to, written communications and communications via any form of electronic media or mobile communication device.*
4.4. In cases where a criminal offence may have been committed, the University may also have a responsibility to report the matter to the Police. Such instances will include, but are not limited to, sexual violence, hate crimes, assault or threat of assault. If an incident is reported through the University’s procedures, this does not impact an individual's right to also report a matter to the Police.
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* Online behaviour may also be subject to the IT Acceptable Use Policy.
5. Definitions
5.1. Discrimination is the unfair treatment of an individual on the basis of one or more of the ‘protected characteristics’ defined by the Equality Act 2010.
5.2. Harassment is unwanted behaviour that has the purpose or effect of violating a person's dignity or creating an intimidating, hostile, degrading, humiliating or offensive environment for the person. Under the Equality Act 2010 harassment on the basis of age, disability, gender reassignment, race, religion or belief, sex or sexual orientation is unlawful. However, the University recognises that the legislation is not fully inclusive and therefore this policy covers all members of the University community regardless of their background or how they identify.
5.3. In determining whether behaviour amounts to harassment, it is necessary to consider the perception of the complainant, the circumstances of the case, and whether it is reasonable for the conduct to have that effect.
5.4. Sexual misconduct describes a range of conduct or attempted conduct of a sexual nature including sexual assault, sexual harassment, stalking, voyeurism, revenge porn and any other conduct of a sexual nature that is non-consensual or has the purpose or effect of threatening, intimidating, undermining, humiliating or coercing a person.
5.5. Bullying is unwanted behaviour from a person or group that is offensive, intimidating, malicious or insulting; or which is an abuse or misuse of power that undermines, humiliates, or causes physical or emotional harm to someone.
5.6. Victimisation is treating an individual unfairly because they made or supported a complaint of discrimination or harassment, participated in the investigation of a complaint, or is suspected of having done so.
5.7. Discrimination, harassment, sexual misconduct, bullying and victimisation may occur as a regular pattern of behaviour or a one-off incident. An incident may amount to discrimination, harassment, sexual misconduct, bullying or victimisation even if the recipient does not explicitly state at the time of the incident that the behaviour is unwanted and / or the perpetrator does not intend for their behaviour to have a detrimental effect.
5.8. Being under the influence of alcohol or drugs or otherwise intoxicated is not an excuse for discrimination, harassment, sexual misconduct, bullying and victimisation.
5.9. Appendix A provides further detail and additional definitions, including of some specific forms of discrimination and harassment.
5.10. Appendix B provides examples of different forms of discrimination, harassment, sexual misconduct, bullying and victimisation to aid understanding of what would constitute unacceptable behaviour and conduct in respect to this policy.
6. Roles and responsibilities
6.1. All members of the University community, including staff, students and visitors, are entitled to work, study and participate in University life in an environment free from discrimination, harassment, sexual misconduct, bullying and victimisation. Where they feel that they have been subject to discrimination, harassment, sexual misconduct, bullying or victimisation, they have a right to raise a complaint and for their complaint to be taken seriously and dealt with sensitively.
6.2. In turn, all members of the University community have a responsibility to treat others with dignity and respect, to understand and comply with this policy, and to play a role in creating an environment free from discrimination, harassment, sexual misconduct, bullying and victimisation. This may include discouraging such behaviour when it is safe and appropriate to do so.
6.3. Those in positions of authority, including PVCs / Directors, line managers and teaching staff, may have formal responsibilities under the complaints procedures and / or may receive disclosures of discrimination, harassment, sexual misconduct, bullying and victimisation. They are expected to familiarise themselves with the procedures and available sources of support. They should make every effort to ensure that discrimination, harassment, sexual misconduct, bullying and victimisation do not occur in the areas of work, study and university life for which they are responsible. Where such behaviour does occur they must address the issues promptly and effectively, and seek advice where necessary.
6.4. The People Directorate is responsible for developing, updating and putting in place policies and procedures relating to staff, for ensuring that staff are provided with appropriate guidance and training to uphold this policy, for giving advice to all parties when a disclosure of discrimination, harassment, sexual misconduct, bullying or victimisation is made, and for ensuring that appropriate support is available.
6.5. The Academic and Student Administration Directorate (ASA) is responsible for developing, updating and putting in place policies and procedures relating to students, and for giving advice and support to students.
6.6. The Directorate of Financial and Legal Services is responsible for procurement procedures relating to third party contractors and service providers operating on behalf of Brookes, and for ensuring that Faculties and Directorates are provided with appropriate guidance and tools to support them to enact this policy through the awarding of contracts and ongoing contract relationship management.
7. Framework of procedures
7.1. This policy details the University’s commitment to facilitating a culture of dignity and respect for staff, students and visitors, and applies to a wide range of parties as detailed in section 4. The way this is put into practice necessitates different procedures for these different constituencies.
7.2. The underpinning framework of procedures details the way in which complaints can be raised and will be addressed. It also provides information on the support available to individuals who experience, witness, are accused of or receive disclosures of inappropriate behaviour.
- Appendix C provides an overview of the framework for students
- Appendix D provides an overview of the framework for staff employed by Brookes
7.3. Students studying with some partners, especially overseas, may be subject to the procedures of the partner institution. Details about local practices will be set out in their Partner Handbook.
7.4. Individuals who are employed by parties other than Brookes, such as staff working on Brookes premises but employed by another organisation contracted to provide services to the University, or staff teaching students in our Associate Partner Colleges, should expect to experience dignity at work in line with this policy and are expected to treat any Brookes staff, students and visitors with whom they interact with dignity and respect. Any complaint against a third party employee should be made via the route detailed in the staff or student framework but will be subject to the procedures of the relevant employer. Any complaint by a third party employee against a Brookes student or staff member should be made via their relevant employer’s procedure or, in the case of self-employed contractors, via their manager or supervisor. Third party employers will co-ordinate with relevant Brookes teams, such as the contract manager for procured services or the Partnerships team, to ensure that the complaint is dealt with effectively.
7.5. Other visitors who do not have an employment relationship with Brookes but who wish to make a complaint under this policy should:
- Submit a complaint via the University's Community Engagement Complaints Procedure, where the complaint is about a student; or
- Where the complaint is about a member of staff, submit a complaint in writing to a relevant responsible person (e.g. the organiser of an event or the chair of a recruitment panel) or, where this is not discernible, to the Chief People Officer; or
- Submit an anonymous report via the University’s online reporting tool. Reports submitted in this way will be used to inform the University’s anti-harassment work but will not cause an incident to be investigated.
8. Confidentiality, data protection and transparency
8.1. The University will treat all complaints in a sensitive and confidential manner, balancing its commitment to confidentiality with the need to take reasonable steps to prevent repeat offences and harm to others.
8.2. The University has signed the Can't buy my silence pledge and has made a public commitment to never using non-disclosure agreements (NDAs) to silence people who come forward to raise complaints of sexual harassment, abuse or misconduct, or other forms of harassment and bullying.
8.3. All parties involved in a complaint (including any witnesses who are interviewed as part of an investigation or any representatives supporting any of the parties) should maintain confidentiality. Should there be concerns about potential risk to other parties, these should be raised with the relevant University staff dealing with the complaint. Individuals can also refer to the University Whistleblowing (Public Interest Disclosure) Policy if they feel their concerns have not been addressed.
8.4. Those advising complainants should, where possible, seek the consent of the individual for the onward disclosure of relevant information to those with a clear need to know. Where such consent is not forthcoming, the person entrusted with the information should make it clear that, in exceptional circumstances, it may be necessary to disclose information where this is necessary to maintain a duty of care to the individual and / or others. Exceptional circumstances might include where there is a risk of harm to the individual or others or where a criminal offence may have been committed or there is a risk that a criminal offence will be committed.
8.5. Both the complainant(s) and the respondent(s) will be notified of the outcome of any investigation, subject to the University maintaining an appropriate duty of care towards both parties and the requirements of the General Data Protection Regulations (GDPR).
8.6. In some instances, the University has a duty to disclose information relating to upheld allegations and / or investigations of bullying or harassment to funding bodies if the staff member holds or is submitting an application for research funding from that body. The staff member involved will be informed of this disclosure.
8.7. Confidential records of cases will be retained by the People Directorate in respect of staff and by ASA in respect of students as appropriate, in accordance with the University's Data Protection Policy and General Data Protection Regulations (GDPR).
8.8. Brookes has a commitment to transparency, within the boundaries of data protection considerations, even where this may generate adverse publicity. To help improve understanding and ensure continual improvement of our approach to preventing and responding to inappropriate behaviour we will undertake relevant data collection and analysis. This may include:
- Internal reporting on prevalence data and on the number and outcomes of reported incidents.
- The inclusion of summarised statistics on complaints and outcomes in annual reports.
- Collection of anonymous feedback from staff and students through surveys or other methods on the implementation of this policy and their experience of discrimination, harassment, bullying and other forms of misconduct.
9. Related documents
Related University documents
General
- Brookes Guiding Principles
Brookes five Guiding Principles of Inclusivity, Confidence, Enterprising Creativity, Connectedness and Generosity of Spirit underpin our culture and behavioural expectations - Equality Diversity and Inclusion Policy
Policy detailing the University’s commitment to EDI and the wider provisions of the Equality Act 2010. - EDI Strategy
Long term plan of action to improve equality, diversity and inclusion within the University. - Religion and Belief Policy
Policy detailing the University’s commitment to create an environment where the cultural, religious and non-religious beliefs of all are respected. - Transgender and Gender Identity Equality Policy
Policy detailing the University’s commitment to advancing equality and promoting fair and inclusive practice for our trans staff and students. - Race Equality Action Plan
Action plan detailing the University’s commitment to and plans for advancing race equality, promoting good relations and eliminating discrimination on the basis of race. - Code Of Practice on Freedom of Speech
Framework outlining the University’s obligations and commitment to maintaining an open environment where academic freedom and freedom of speech are valued. - IT Acceptable Use Policy
Policy outlining measures to provide authorised users of University IT with a safe and acceptable working environment. - Whistleblowing (Public Interest Disclosure) Policy
Policy outlining the means by which individuals who have a reasonable belief that there are significant matters of public interest that are causing concerns can report them and ensure that they are appropriately considered.
Documents for Staff
- Code of Conduct for Staff
Framework outlining general expectations in relation to staff conduct including probity, conflict of interests and behaviour. The Anti-Harassment and Discrimination Policy forms part of this framework and expands on the Code of Conduct to outline the University’s expectations of conduct specific to this area. - Resolving Grievances at Work Policy
Document that sets out the University's approach to resolving grievances at work through a process of informal and formal investigation - Staff Disciplinary Procedure
Document setting out the procedure that will be invoked if staff do not meet expected standards of behaviour.
Documents for Students
- Brookes Behaviour Policy
Document detailing expectations for student behaviour. The Anti-Harassment and Discrimination Policy forms part of this framework and expands on this document to outline the University’s expectations of conduct specific to this area. - Student Conduct Procedure
Document setting out the procedure that will be invoked if students do not meet expected standards of behaviour.
10. Relevant legislation
Relevant legislation
The main legislation underpinning this policy is the Equality Act 2010 which defines protected characteristics, which are specific aspects of a person’s identity that are protected from discrimination in law. The University recognises it has a legal duty as defined by the Public Sector Equality Duty under the Equality Act 2010 to have due regard to the need to prevent and eliminate unlawful harassment, discrimination and victimisation. The University also has a duty to advance equality of opportunity and foster good relations between all members of our community.
Under the Worker Protection Act 2023 the University has a duty to take reasonable steps to prevent sexual harassment of workers in the course of their employment.
Under the Higher Education Freedom of Speech) Act 2023, the University has a duty to secure freedom of speech and academic freedom within the law. This includes lawful speech that may be offensive or hurtful to some.
Other relevant legislation includes:
